As NZ's most experienced risk & compliance specialists, we have valuable experience in creating, implementing and monitoring risk and compliance frameworks. Covering MIS, NBDT, Insurance, FAP, TCSP and Lending regulatory obligations. We also have in-depth experience in AML/CFT requirements including drafting AML documents, auditing, training and reviewing policies, procedures and controls.
We are experienced in creating and testing Compliance Assurance Programmes (CAP) and can assist with Fair Conduct Programme (FCP) assurance monitoring.
Assistance with licence applications to the FMA and RBNZ and registering on the FSPR. (NBDT, MIS, Insurance CoFI, Lenders)
In a changing landscape of legislative requirements, you must have your finger on the pulse.
Compliance Assurance Programme (CAP)
Corporate Governance
Risk Management Programme
Fair Conduct Programmes (FCP)
Privacy Policy
ML/FT Risk Assessment
AML/CFT Programme
Independent AML/CFT Audits
AML/CFT Training
Fit & Proper Assessments
Conflicts of Interest
Insider Trading Policy
Compliance Training
Assurance Testing
If the answer is yes, then please contact us on 0800 266 751.
